Our Staff has compiled our research into a database of FINRA Disclosures for Scott William Norvell. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Scott William Norvell | 2196706 | 5 | 11/22/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scott William Norvell | 2196706 | 5 | 09/04/2012 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
Scott William Norvell | 2196706 | 5 | 04/18/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Scott William Norvell | 2196706 | 5 | 01/28/2003 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
Scott William Norvell | 2196706 | 5 | 01/23/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |