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FINRA Disclosures for Frank V Barravechia

Our Staff has compiled our research into a database of FINRA Disclosures for Frank V Barravechia. Search or filter the database to find more about this broker.

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Displaying 10 out of 15 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Frank V Barravechia21769081509/12/2022Customer DisputePending$348,000.00$0.00See FINRA Report
Frank V Barravechia21769081504/22/2022Customer DisputePending$20,609.30$0.00See FINRA Report
Frank V Barravechia21769081507/23/2015Judgment / Lien$0.00$0.00See FINRA Report
Frank V Barravechia21769081507/22/2015Judgment / Lien$0.00$0.00See FINRA Report
Frank V Barravechia21769081506/03/2013Judgment / Lien$0.00$0.00See FINRA Report
Frank V Barravechia21769081510/19/2011Judgment / Lien$0.00$0.00See FINRA Report
Frank V Barravechia21769081510/17/2011Customer DisputeSettled$9,462.62$0.00See FINRA Report
Frank V Barravechia21769081508/10/2011Judgment / Lien$0.00$0.00See FINRA Report
Frank V Barravechia21769081506/29/2011Judgment / Lien$0.00$0.00See FINRA Report
Frank V Barravechia21769081503/29/2011Judgment / Lien$0.00$0.00See FINRA Report

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