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FINRA Disclosures for C Christopher Stafford

Our Staff has compiled our research into a database of FINRA Disclosures for C Christopher Stafford. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
C Christopher Stafford21705891011/07/2005Customer DisputeDenied$0.00$0.00See FINRA Report
C Christopher Stafford21705891010/11/2005Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
C Christopher Stafford21705891009/26/2003Customer DisputeClosed-No Action$101,170.00$0.00See FINRA Report
C Christopher Stafford21705891001/13/2003Customer DisputeSettled$1,600,000.00$0.00See FINRA Report
C Christopher Stafford21705891007/01/2002Customer DisputeAward / Judgment$824,000.00$759,744.00See FINRA Report
C Christopher Stafford21705891006/29/2001Customer DisputeSettled$200,000.00$0.00See FINRA Report
C Christopher Stafford21705891010/30/2000Customer DisputeSettled$0.00$0.00See FINRA Report
C Christopher Stafford21705891010/28/1999Customer DisputeDenied$72,000.00$0.00See FINRA Report
C Christopher Stafford21705891010/29/1998Customer DisputeWithdrawn$110,000.00$0.00See FINRA Report

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