Our Staff has compiled our research into a database of FINRA Disclosures for Shirley Ellen Washam. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shirley Ellen Washam | 2166419 | 7 | 04/20/2020 | Customer Dispute | Settled | $71,375.60 | $0.00 | See FINRA Report |
| Shirley Ellen Washam | 2166419 | 7 | 11/26/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Shirley Ellen Washam | 2166419 | 7 | 03/05/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shirley Ellen Washam | 2166419 | 7 | 11/30/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Shirley Ellen Washam | 2166419 | 7 | 10/26/2009 | Customer Dispute | Settled | $13,342.00 | $0.00 | See FINRA Report |
| Shirley Ellen Washam | 2166419 | 7 | 10/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shirley Ellen Washam | 2166419 | 7 | 10/27/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |