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FINRA Disclosures for Brian Daniel Parker

Our Staff has compiled our research into a database of FINRA Disclosures for Brian Daniel Parker. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brian Daniel Parker2161106710/01/2019RegulatoryFinal$0.00$0.00See FINRA Report
Brian Daniel Parker2161106710/13/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
Brian Daniel Parker2161106705/20/2016Customer DisputeSettled$150,000.00$0.00See FINRA Report
Brian Daniel Parker2161106711/19/2015Customer DisputeClosed-No Action$10,000.00$0.00See FINRA Report
Brian Daniel Parker2161106705/05/2011RegulatoryFinal$0.00$0.00See FINRA Report
Brian Daniel Parker2161106701/14/2011Employment Separation After Allegations$0.00$0.00See FINRA Report
Brian Daniel Parker2161106712/03/2001Customer DisputeSettled$8,876.07$0.00See FINRA Report

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