Our Staff has compiled our research into a database of FINRA Disclosures for Brian Daniel Parker. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brian Daniel Parker | 2161106 | 7 | 10/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Brian Daniel Parker | 2161106 | 7 | 10/13/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Brian Daniel Parker | 2161106 | 7 | 05/20/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Brian Daniel Parker | 2161106 | 7 | 11/19/2015 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
Brian Daniel Parker | 2161106 | 7 | 05/05/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Brian Daniel Parker | 2161106 | 7 | 01/14/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Brian Daniel Parker | 2161106 | 7 | 12/03/2001 | Customer Dispute | Settled | $8,876.07 | $0.00 | See FINRA Report |