Our Staff has compiled our research into a database of FINRA Disclosures for Shaun R Murphy. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Shaun R Murphy | 2158418 | 8 | 03/10/2014 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
Shaun R Murphy | 2158418 | 8 | 01/19/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Shaun R Murphy | 2158418 | 8 | 08/25/2005 | Customer Dispute | Settled | $5,100.00 | $0.00 | See FINRA Report |
Shaun R Murphy | 2158418 | 8 | 08/23/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Shaun R Murphy | 2158418 | 8 | 08/03/2005 | Customer Dispute | Settled | $12,622.00 | $0.00 | See FINRA Report |
Shaun R Murphy | 2158418 | 8 | 03/11/2003 | Customer Dispute | Settled | $9,316.00 | $0.00 | See FINRA Report |
Shaun R Murphy | 2158418 | 8 | 01/08/2003 | Customer Dispute | Denied | $30,987.00 | $0.00 | See FINRA Report |
Shaun R Murphy | 2158418 | 8 | 02/01/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |