Our Staff has compiled our research into a database of FINRA Disclosures for William Carlson Nagy. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Carlson Nagy | 2139804 | 7 | 11/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Carlson Nagy | 2139804 | 7 | 06/25/2004 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| William Carlson Nagy | 2139804 | 7 | 09/20/2002 | Customer Dispute | Settled | $7,485.00 | $0.00 | See FINRA Report |
| William Carlson Nagy | 2139804 | 7 | 09/03/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Carlson Nagy | 2139804 | 7 | 12/24/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Carlson Nagy | 2139804 | 7 | 04/01/1996 | Customer Dispute | Settled | $10,619.00 | $0.00 | See FINRA Report |
| William Carlson Nagy | 2139804 | 7 | 10/24/1994 | Customer Dispute | Settled | $177,960.00 | $0.00 | See FINRA Report |