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FINRA Disclosures for William Blair Gordon

Our Staff has compiled our research into a database of FINRA Disclosures for William Blair Gordon. Search or filter the database to find more about this broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Blair Gordon21278001301/16/2013Customer DisputeSettled$300,964.00$0.00See FINRA Report
William Blair Gordon21278001308/16/2012Customer DisputeSettled$95,000.00$0.00See FINRA Report
William Blair Gordon21278001308/16/2012Customer DisputeSettled$230,000.00$0.00See FINRA Report
William Blair Gordon21278001307/02/2012Customer DisputeSettled$500,000.00$0.00See FINRA Report
William Blair Gordon21278001310/17/2011Customer DisputeSettled$98,000.00$0.00See FINRA Report
William Blair Gordon21278001307/18/2011Customer DisputeSettled$132,800.00$0.00See FINRA Report
William Blair Gordon21278001304/25/2011Customer DisputeSettled$626,039.00$0.00See FINRA Report
William Blair Gordon21278001312/14/2009Customer DisputeSettled$525,000.00$0.00See FINRA Report
William Blair Gordon21278001309/28/2009Customer DisputeSettled$3,500,000.00$0.00See FINRA Report
William Blair Gordon21278001309/23/2009Customer DisputeSettled$75,000.00$0.00See FINRA Report

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