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FINRA Disclosures for Mark Piety Catron

Our Staff has compiled our research into a database of FINRA Disclosures for Mark Piety Catron. Search or filter the database to find more about this broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Piety Catron2123353603/17/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Piety Catron2123353602/16/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Mark Piety Catron2123353604/29/2008Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Mark Piety Catron2123353601/29/2008Customer DisputeAward / Judgment$10,518.30$8,718.30See FINRA Report
Mark Piety Catron2123353607/29/2002Customer DisputeDenied$16,627.40$0.00See FINRA Report
Mark Piety Catron2123353602/21/2001Customer DisputeSettled$39,000.00$0.00See FINRA Report

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