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FINRA Disclosures for William Matthew Leisman

Our Staff has compiled our research into a database of FINRA Disclosures for William Matthew Leisman. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Matthew Leisman2113061804/11/2024Customer DisputeSettled$300,000.00$0.00See FINRA Report
William Matthew Leisman2113061811/03/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
William Matthew Leisman2113061804/23/2019Judgment / Lien$0.00$0.00See FINRA Report
William Matthew Leisman2113061802/06/2012Judgment / Lien$0.00$0.00See FINRA Report
William Matthew Leisman2113061812/30/2010Judgment / Lien$0.00$0.00See FINRA Report
William Matthew Leisman2113061812/29/2010Judgment / Lien$0.00$0.00See FINRA Report
William Matthew Leisman2113061801/15/2010CriminalFinal Disposition$0.00$0.00See FINRA Report
William Matthew Leisman2113061806/09/2002Employment Separation After Allegations$0.00$0.00See FINRA Report

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