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FINRA Disclosures for George Frederick Dance

Our Staff has compiled our research into a database of FINRA Disclosures for George Frederick Dance. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
George Frederick Dance21120361004/05/2018Customer DisputeDenied$0.00$0.00See FINRA Report
George Frederick Dance21120361007/25/2017Customer DisputeDenied$0.00$0.00See FINRA Report
George Frederick Dance21120361012/20/2016Customer DisputeSettled$55,000.00$0.00See FINRA Report
George Frederick Dance21120361010/09/2008Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
George Frederick Dance21120361008/08/2003Customer DisputeSettled$5,001.00$0.00See FINRA Report
George Frederick Dance21120361002/13/2003Customer DisputeDenied$150,000.00$0.00See FINRA Report
George Frederick Dance21120361001/23/2003Customer DisputeSettled$90,000.00$0.00See FINRA Report
George Frederick Dance21120361012/06/2002Customer DisputeDenied$5,001.00$0.00See FINRA Report
George Frederick Dance21120361009/20/2002Customer DisputeSettled$340,000.00$0.00See FINRA Report
George Frederick Dance21120361009/20/2002Customer DisputeDenied$23,000.00$0.00See FINRA Report

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