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FINRA Disclosures for George Teng

Our Staff has compiled our research into a database of FINRA Disclosures for George Teng. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
George Teng2101388802/28/2019Customer DisputeDenied$118,826.00$0.00See FINRA Report
George Teng2101388808/04/2015Customer DisputeDenied$0.00$0.00See FINRA Report
George Teng2101388803/09/2012RegulatoryFinal$0.00$0.00See FINRA Report
George Teng2101388807/12/2010Customer DisputeDenied$0.00$0.00See FINRA Report
George Teng2101388812/04/2008Customer DisputeDenied$0.00$0.00See FINRA Report
George Teng2101388808/01/2008Customer DisputeWithdrawn$0.00$0.00See FINRA Report
George Teng2101388805/20/2004Customer DisputeClosed-No Action$6,069.91$0.00See FINRA Report
George Teng2101388805/19/2003Customer DisputeDenied$22,648.20$0.00See FINRA Report

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