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FINRA Disclosures for Kelly Lee Diestler

Our Staff has compiled our research into a database of FINRA Disclosures for Kelly Lee Diestler. Search or filter the database to find more about this broker.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kelly Lee Diestler20969011201/24/2006Customer DisputeDenied$5,000.00$0.00See FINRA Report
Kelly Lee Diestler20969011202/13/2004Customer DisputeAward / Judgment$150,000.00$105,721.00See FINRA Report
Kelly Lee Diestler20969011210/20/2003Customer DisputeAward / Judgment$0.00$145,000.00See FINRA Report
Kelly Lee Diestler20969011207/14/2003Customer DisputeDenied$16,997.50$0.00See FINRA Report
Kelly Lee Diestler20969011207/14/2003Customer DisputeDenied$40,027.50$0.00See FINRA Report
Kelly Lee Diestler20969011207/03/2003Customer DisputeDenied$34,189.80$0.00See FINRA Report
Kelly Lee Diestler20969011206/23/2003Customer DisputeDenied$32,705.00$0.00See FINRA Report
Kelly Lee Diestler20969011204/25/2003Customer DisputeAward / Judgment$2,000,000.00$175,000.00See FINRA Report
Kelly Lee Diestler20969011208/28/2002Customer DisputeDenied$104,000.00$0.00See FINRA Report
Kelly Lee Diestler20969011206/17/2002Customer DisputeSettled$325,456.00$0.00See FINRA Report

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