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FINRA Disclosures for Rafael Alberto Gonzalez

Our Staff has compiled our research into a database of FINRA Disclosures for Rafael Alberto Gonzalez. Search or filter the database to find more about this broker.

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Displaying 11-17 out of 17 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rafael Alberto Gonzalez20961171704/05/2016Customer DisputeSettled$150,000.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171710/06/2014Customer DisputeSettled$500,000.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171707/30/2014Customer DisputeSettled$500,000.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171707/01/2014Customer DisputeSettled$500,000.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171705/27/2014Customer DisputeSettled$295,778.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171705/20/2014Customer DisputeSettled$320,038.00$0.00See FINRA Report
Rafael Alberto Gonzalez20961171708/08/2012Customer DisputeDenied$29,939.40$0.00See FINRA Report

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