Our Staff has compiled our research into a database of FINRA Disclosures for Rafael Alberto Gonzalez. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rafael Alberto Gonzalez | 2096117 | 17 | 04/05/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Rafael Alberto Gonzalez | 2096117 | 17 | 10/06/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Rafael Alberto Gonzalez | 2096117 | 17 | 07/30/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Rafael Alberto Gonzalez | 2096117 | 17 | 07/01/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Rafael Alberto Gonzalez | 2096117 | 17 | 05/27/2014 | Customer Dispute | Settled | $295,778.00 | $0.00 | See FINRA Report |
Rafael Alberto Gonzalez | 2096117 | 17 | 05/20/2014 | Customer Dispute | Settled | $320,038.00 | $0.00 | See FINRA Report |
Rafael Alberto Gonzalez | 2096117 | 17 | 08/08/2012 | Customer Dispute | Denied | $29,939.40 | $0.00 | See FINRA Report |