Our Staff has compiled our research into a database of FINRA Disclosures for James Michael Goodwin. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Michael Goodwin | 2085809 | 6 | 12/17/2002 | Customer Dispute | Denied | $1,983,000.00 | $0.00 | See FINRA Report |
James Michael Goodwin | 2085809 | 6 | 07/09/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
James Michael Goodwin | 2085809 | 6 | 06/08/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
James Michael Goodwin | 2085809 | 6 | 05/18/1999 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
James Michael Goodwin | 2085809 | 6 | 03/29/1999 | Customer Dispute | Denied | $34,100.00 | $0.00 | See FINRA Report |
James Michael Goodwin | 2085809 | 6 | 06/12/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |