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FINRA Disclosures for James Michael Goodwin

Our Staff has compiled our research into a database of FINRA Disclosures for James Michael Goodwin. Search or filter the database to find more about this broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Michael Goodwin2085809612/17/2002Customer DisputeDenied$1,983,000.00$0.00See FINRA Report
James Michael Goodwin2085809607/09/1999Customer DisputeDenied$5,000.00$0.00See FINRA Report
James Michael Goodwin2085809606/08/1999Customer DisputeDenied$5,000.00$0.00See FINRA Report
James Michael Goodwin2085809605/18/1999Customer DisputeDenied$23,000.00$0.00See FINRA Report
James Michael Goodwin2085809603/29/1999Customer DisputeDenied$34,100.00$0.00See FINRA Report
James Michael Goodwin2085809606/12/1998Customer DisputeSettled$0.00$0.00See FINRA Report

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