Our Staff has compiled our research into a database of FINRA Disclosures for Steven John Sell. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven John Sell | 2069383 | 5 | 05/03/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven John Sell | 2069383 | 5 | 12/29/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven John Sell | 2069383 | 5 | 10/10/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven John Sell | 2069383 | 5 | 09/15/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven John Sell | 2069383 | 5 | 09/09/2003 | Customer Dispute | Withdrawn | $257,570.00 | $0.00 | See FINRA Report |