Our Staff has compiled our research into a database of FINRA Disclosures for Mark Alan Kemp. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Alan Kemp | 2057200 | 15 | 09/11/2000 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 12/16/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 07/07/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 11/16/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Kemp | 2057200 | 15 | 10/14/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |