Our Staff has compiled our research into a database of FINRA Disclosures for Mark Alan Kemp. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Alan Kemp | 2057200 | 15 | 07/18/2024 | Customer Dispute | Pending | $209,816.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 03/03/2023 | Customer Dispute | Settled | $555,928.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 04/10/2022 | Customer Dispute | Settled | $157,600.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 07/20/2021 | Customer Dispute | Settled | $370,007.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 11/20/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 04/11/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 11/10/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Kemp | 2057200 | 15 | 09/09/2009 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 06/19/2009 | Customer Dispute | Settled | $538,900.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 03/02/2009 | Customer Dispute | Settled | $13,455.00 | $0.00 | See FINRA Report |