Our Staff has compiled our research into a database of FINRA Disclosures for Carl H Ishikawa. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carl H Ishikawa | 2004793 | 4 | 06/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Carl H Ishikawa | 2004793 | 4 | 04/01/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Carl H Ishikawa | 2004793 | 4 | 01/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Carl H Ishikawa | 2004793 | 4 | 10/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |