Our Staff has compiled our research into a database of FINRA Disclosures for Ashish M Yagnik. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashish M Yagnik | 1989413 | 14 | 09/26/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ashish M Yagnik | 1989413 | 14 | 03/09/2001 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Ashish M Yagnik | 1989413 | 14 | 09/28/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ashish M Yagnik | 1989413 | 14 | 05/22/2000 | Customer Dispute | Settled | $484,511.00 | $0.00 | See FINRA Report |
| Ashish M Yagnik | 1989413 | 14 | 04/03/2000 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ashish M Yagnik | 1989413 | 14 | 03/29/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ashish M Yagnik | 1989413 | 14 | 02/04/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Ashish M Yagnik | 1989413 | 14 | 01/14/2000 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Ashish M Yagnik | 1989413 | 14 | 12/29/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ashish M Yagnik | 1989413 | 14 | 12/27/1999 | Customer Dispute | Pending | $537,888.00 | $0.00 | See FINRA Report |