Our Staff has compiled our research into a database of FINRA Disclosures for Frederick Joseph Schultz. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Frederick Joseph Schultz | 1987284 | 3 | 06/01/2011 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |
Frederick Joseph Schultz | 1987284 | 3 | 06/05/2009 | Customer Dispute | Settled | $245,000.00 | $0.00 | See FINRA Report |
Frederick Joseph Schultz | 1987284 | 3 | 05/09/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |