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FINRA Disclosures for Frederick Joseph Schultz

Our Staff has compiled our research into a database of FINRA Disclosures for Frederick Joseph Schultz. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Frederick Joseph Schultz1987284306/01/2011Customer DisputeSettled$280,000.00$0.00See FINRA Report
Frederick Joseph Schultz1987284306/05/2009Customer DisputeSettled$245,000.00$0.00See FINRA Report
Frederick Joseph Schultz1987284305/09/1996Employment Separation After Allegations$0.00$0.00See FINRA Report

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