Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/12/2015 | Customer Dispute | Settled | $1,445,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/29/2015 | Customer Dispute | Settled | $1,515,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/22/2015 | Customer Dispute | Settled | $215,500.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/22/2015 | Customer Dispute | Pending | $1,164,520.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/09/2015 | Customer Dispute | Settled | $1,769,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 08/20/2015 | Customer Dispute | Settled | $556,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 08/19/2015 | Customer Dispute | Settled | $1,810,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 08/13/2015 | Customer Dispute | Settled | $806,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 08/11/2015 | Customer Dispute | Settled | $1,146,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 07/01/2015 | Customer Dispute | Withdrawn | $98,427.60 | $0.00 | See FINRA Report |