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FINRA Disclosures for Carlos Verner Ubinas Taylor

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.

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Displaying 71-80 out of 90 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Verner Ubinas Taylor19855689010/12/2015Customer DisputeSettled$1,445,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689009/29/2015Customer DisputeSettled$1,515,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689009/22/2015Customer DisputeSettled$215,500.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689009/22/2015Customer DisputePending$1,164,520.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689009/09/2015Customer DisputeSettled$1,769,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689008/20/2015Customer DisputeSettled$556,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689008/19/2015Customer DisputeSettled$1,810,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689008/13/2015Customer DisputeSettled$806,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689008/11/2015Customer DisputeSettled$1,146,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689007/01/2015Customer DisputeWithdrawn$98,427.60$0.00See FINRA Report

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