Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carlos Verner Ubinas Taylor | 1985568 | 90 | 07/27/2018 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 07/27/2018 | Customer Dispute | Withdrawn | $1,295,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 06/28/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 06/27/2018 | Customer Dispute | Award / Judgment | $295,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 06/11/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 05/25/2018 | Customer Dispute | Settled | $3,500,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 05/22/2018 | Customer Dispute | Settled | $603,041.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 05/07/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 04/17/2018 | Customer Dispute | Settled | $782,847.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 02/28/2018 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |