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FINRA Disclosures for Carlos Verner Ubinas Taylor

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.

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Displaying 11-19 out of 19 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Verner Ubinas Taylor19855689010/02/2018Customer DisputeWithdrawn$300,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689007/27/2018Customer DisputeWithdrawn$1,295,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689005/16/2016Customer DisputeWithdrawn$236,816.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689007/01/2015Customer DisputeWithdrawn$98,427.60$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689004/30/2015Customer DisputeWithdrawn$752,127.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689004/27/2015Customer DisputeWithdrawn$299,859.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689004/08/2015Customer DisputeWithdrawn$512,300.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689003/25/2015Customer DisputeWithdrawn$2,906,290.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689003/24/2015Customer DisputeWithdrawn$1,109,120.00$0.00See FINRA Report

19 Results

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