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FINRA Disclosures for Carlos Verner Ubinas Taylor

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.

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Displaying 61-68 out of 68 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Verner Ubinas Taylor19855689008/20/2015Customer DisputeSettled$556,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689008/19/2015Customer DisputeSettled$1,810,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689008/13/2015Customer DisputeSettled$806,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689008/11/2015Customer DisputeSettled$1,146,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689004/09/2015Customer DisputeSettled$642,367.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689011/08/2013Customer DisputeSettled$1,005,800.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/29/2013Customer DisputeSettled$1,837,970.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/29/2013Customer DisputeSettled$25,594,600.00$0.00See FINRA Report

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