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FINRA Disclosures for Carlos Verner Ubinas Taylor

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.

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Displaying 51-60 out of 68 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Verner Ubinas Taylor19855689010/19/2015Customer DisputeSettled$100,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/19/2015Customer DisputeSettled$995,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/14/2015Customer DisputeSettled$160,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/14/2015Customer DisputeSettled$795,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/14/2015Customer DisputeSettled$1,800,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/13/2015Customer DisputeSettled$711,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/12/2015Customer DisputeSettled$1,445,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689009/29/2015Customer DisputeSettled$1,515,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689009/22/2015Customer DisputeSettled$215,500.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689009/09/2015Customer DisputeSettled$1,769,000.00$0.00See FINRA Report

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