Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carlos Verner Ubinas Taylor | 1985568 | 90 | 11/17/2016 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/04/2016 | Customer Dispute | Settled | $688,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 08/03/2016 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 06/09/2016 | Customer Dispute | Settled | $510,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 05/20/2016 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 12/09/2015 | Customer Dispute | Settled | $405,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 11/05/2015 | Customer Dispute | Settled | $1,113,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/28/2015 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/26/2015 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/21/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |