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FINRA Disclosures for Carlos Verner Ubinas Taylor

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.

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Displaying 41-50 out of 68 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Verner Ubinas Taylor19855689011/17/2016Customer DisputeSettled$800,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/04/2016Customer DisputeSettled$688,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689008/03/2016Customer DisputeSettled$600,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689006/09/2016Customer DisputeSettled$510,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689005/20/2016Customer DisputeSettled$15,000,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689012/09/2015Customer DisputeSettled$405,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689011/05/2015Customer DisputeSettled$1,113,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/28/2015Customer DisputeSettled$180,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/26/2015Customer DisputeSettled$240,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/21/2015Customer DisputeSettled$1,000,000.00$0.00See FINRA Report

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