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FINRA Disclosures for Carlos Verner Ubinas Taylor

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.

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Displaying 31-40 out of 68 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Verner Ubinas Taylor19855689011/15/2017Customer DisputeSettled$6,000,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689011/09/2017Customer DisputeSettled$14,000,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689011/01/2017Customer DisputeSettled$200,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689011/01/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689007/10/2017Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689006/26/2017Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689005/03/2017Customer DisputeSettled$105,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689004/19/2017Customer DisputeSettled$600,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689002/10/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689012/20/2016Customer DisputeSettled$1,000,000.00$0.00See FINRA Report

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