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FINRA Disclosures for Carlos Verner Ubinas Taylor

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.

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Displaying 81-90 out of 90 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Verner Ubinas Taylor19855689004/30/2015Customer DisputeWithdrawn$752,127.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689004/27/2015Customer DisputeWithdrawn$299,859.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689004/09/2015Customer DisputeSettled$642,367.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689004/08/2015Customer DisputeWithdrawn$512,300.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689003/25/2015Customer DisputeWithdrawn$2,906,290.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689003/24/2015Customer DisputeWithdrawn$1,109,120.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689007/07/2014Customer DisputePending$1,289,140.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689011/08/2013Customer DisputeSettled$1,005,800.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/29/2013Customer DisputeSettled$1,837,970.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/29/2013Customer DisputeSettled$25,594,600.00$0.00See FINRA Report

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