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FINRA Disclosures for Carlos Verner Ubinas Taylor

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.

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Displaying 61-70 out of 90 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Verner Ubinas Taylor19855689011/05/2015Customer DisputeSettled$1,113,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/28/2015Customer DisputeSettled$180,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/26/2015Customer DisputeSettled$240,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/21/2015Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/19/2015Customer DisputeSettled$100,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/19/2015Customer DisputeSettled$995,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/14/2015Customer DisputeSettled$160,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/14/2015Customer DisputeSettled$795,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/14/2015Customer DisputeSettled$1,800,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/13/2015Customer DisputeSettled$711,000.00$0.00See FINRA Report

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