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FINRA Disclosures for Carlos Verner Ubinas Taylor

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.

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Displaying 11-20 out of 90 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Verner Ubinas Taylor19855689004/05/2019Customer DisputeSettled$500,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689003/19/2019Customer DisputeSettled$146,380.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689003/13/2019Customer DisputeSettled$115,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/22/2018Customer DisputeSettled$490,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/22/2018Customer DisputeWithdrawn$1,500,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/18/2018Customer DisputeWithdrawn$100,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/15/2018Customer DisputeWithdrawn$400,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/15/2018Customer DisputeWithdrawn$1,080,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/15/2018Customer DisputeWithdrawn$420,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/08/2018Customer DisputeWithdrawn$160,000.00$0.00See FINRA Report

90 Results

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