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FINRA Disclosures for Carlos Verner Ubinas Taylor

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Verner Ubinas Taylor. Search or filter the database to find more about this broker.

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Displaying 10 out of 90 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Verner Ubinas Taylor19855689011/24/2020Customer DisputeSettled$1,421,570.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689011/12/2019Customer DisputeSettled$224,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/28/2019Customer DisputeSettled$70,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/28/2019Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689010/03/2019Customer DisputeSettled$520,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689009/20/2019Customer DisputeWithdrawn$110,000.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689009/16/2019Customer DisputeSettled$1,676,710.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689009/06/2019Customer DisputeSettled$1,225,570.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689006/27/2019Customer DisputeSettled$412,046.00$0.00See FINRA Report
Carlos Verner Ubinas Taylor19855689004/05/2019Customer DisputeSettled$105,000.00$0.00See FINRA Report

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