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FINRA Disclosures for John Marvin Butler

Our Staff has compiled our research into a database of FINRA Disclosures for John Marvin Butler. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Marvin Butler1951436711/05/2021Customer DisputeSettled$100,000.00$0.00See FINRA Report
John Marvin Butler1951436706/28/2021Customer DisputeWithdrawn$250,000.00$0.00See FINRA Report
John Marvin Butler1951436708/08/2015Customer DisputeSettled$110,000.00$0.00See FINRA Report
John Marvin Butler1951436711/21/2014Customer DisputeSettled$140,000.00$0.00See FINRA Report
John Marvin Butler1951436707/31/2006Employment Separation After Allegations$0.00$0.00See FINRA Report
John Marvin Butler1951436711/05/2003Employment Separation After Allegations$0.00$0.00See FINRA Report
John Marvin Butler1951436703/03/2003Customer DisputeSettled$5,500.00$0.00See FINRA Report

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