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FINRA Disclosures for Michael Sandberg

Our Staff has compiled our research into a database of FINRA Disclosures for Michael Sandberg. Search or filter the database to find more about this broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Sandberg19498671112/07/2020Customer DisputeSettled$100,000.00$0.00See FINRA Report
Michael Sandberg19498671112/24/2009Customer DisputeSettled$800,000.00$0.00See FINRA Report
Michael Sandberg19498671109/25/2009Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
Michael Sandberg19498671109/16/2009Customer DisputeSettled$2,600,000.00$0.00See FINRA Report
Michael Sandberg19498671110/24/2005RegulatoryFinal$0.00$0.00See FINRA Report
Michael Sandberg19498671101/18/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Sandberg19498671105/12/2003Customer DisputeSettled$670,000.00$0.00See FINRA Report
Michael Sandberg19498671111/27/2002Customer DisputePending$100,000.00$0.00See FINRA Report
Michael Sandberg19498671104/22/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Sandberg19498671112/19/1995Customer DisputeSettled$0.00$0.00See FINRA Report

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