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FINRA Disclosures for Todd Arnold Havemeister

Our Staff has compiled our research into a database of FINRA Disclosures for Todd Arnold Havemeister. Search or filter the database to find more about this broker.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Todd Arnold Havemeister19429531203/19/2024RegulatoryFinal$0.00$0.00See FINRA Report
Todd Arnold Havemeister19429531204/08/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Todd Arnold Havemeister19429531202/07/2017Judgment / Lien$0.00$0.00See FINRA Report
Todd Arnold Havemeister19429531202/29/2016Judgment / Lien$0.00$0.00See FINRA Report
Todd Arnold Havemeister19429531206/11/2013Judgment / Lien$0.00$0.00See FINRA Report
Todd Arnold Havemeister19429531212/18/2012Customer DisputeClosed-No Action$292,000.00$0.00See FINRA Report
Todd Arnold Havemeister19429531211/07/2011Judgment / Lien$0.00$0.00See FINRA Report
Todd Arnold Havemeister19429531205/26/2009Customer DisputeAward / Judgment$100,000.00$140,000.00See FINRA Report
Todd Arnold Havemeister19429531209/23/2002Customer DisputeSettled$58,000.00$0.00See FINRA Report
Todd Arnold Havemeister19429531204/04/2002Customer DisputePending$5,000.00$0.00See FINRA Report

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