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FINRA Disclosures for Murray Carter

Our Staff has compiled our research into a database of FINRA Disclosures for Murray Carter. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Murray Carter1911097608/12/2016Customer DisputeSettled$0.00$0.00See FINRA Report
Murray Carter1911097608/28/2001Customer DisputeAward / Judgment$231,318.00$9,759.03See FINRA Report
Murray Carter1911097607/26/2001Customer DisputeClosed-No Action$8,000.00$0.00See FINRA Report
Murray Carter1911097612/15/1997Customer DisputeDenied$0.00$0.00See FINRA Report
Murray Carter1911097608/03/1994Customer DisputeAward / Judgment$2,002.28$541.00See FINRA Report

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