Our Staff has compiled our research into a database of FINRA Disclosures for John Howley Whalen. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Howley Whalen | 1900188 | 3 | 09/04/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
John Howley Whalen | 1900188 | 3 | 03/01/2022 | Customer Dispute | Settled | $1,117,600.00 | $0.00 | See FINRA Report |
John Howley Whalen | 1900188 | 3 | 03/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |