Our Staff has compiled our research into a database of FINRA Disclosures for Eric Shawnyee Tom. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Eric Shawnyee Tom | 1890823 | 12 | 01/12/2006 | Customer Dispute | Closed-No Action | $9,615.54 | $0.00 | See FINRA Report |
Eric Shawnyee Tom | 1890823 | 12 | 05/13/2004 | Customer Dispute | Denied | $63,543.40 | $0.00 | See FINRA Report |