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FINRA Disclosures for Maurice Lee Nissim

Our Staff has compiled our research into a database of FINRA Disclosures for Maurice Lee Nissim. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Maurice Lee Nissim18847601102/24/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
Maurice Lee Nissim18847601112/16/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Maurice Lee Nissim18847601107/19/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Maurice Lee Nissim18847601105/03/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Maurice Lee Nissim18847601103/02/2005Customer DisputeDenied$7,000.00$0.00See FINRA Report
Maurice Lee Nissim18847601112/29/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Maurice Lee Nissim18847601102/28/2002Customer DisputeDenied$44,732.00$0.00See FINRA Report
Maurice Lee Nissim18847601101/06/2000Customer DisputeDenied$37,000.00$0.00See FINRA Report
Maurice Lee Nissim18847601108/26/1999Customer DisputeDenied$32,500.00$0.00See FINRA Report
Maurice Lee Nissim18847601103/27/1998Customer DisputeDenied$31,627.50$0.00See FINRA Report

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