Our Staff has compiled our research into a database of FINRA Disclosures for David Scott Lerner. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Scott Lerner | 1883553 | 13 | 07/25/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Scott Lerner | 1883553 | 13 | 04/25/2008 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| David Scott Lerner | 1883553 | 13 | 02/12/2003 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| David Scott Lerner | 1883553 | 13 | 06/14/2000 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| David Scott Lerner | 1883553 | 13 | 06/08/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Scott Lerner | 1883553 | 13 | 05/26/2000 | Customer Dispute | Settled | $23,256.00 | $0.00 | See FINRA Report |
| David Scott Lerner | 1883553 | 13 | 05/17/2000 | Customer Dispute | Settled | $193,966.00 | $0.00 | See FINRA Report |
| David Scott Lerner | 1883553 | 13 | 05/12/2000 | Customer Dispute | Settled | $151,960.00 | $0.00 | See FINRA Report |
| David Scott Lerner | 1883553 | 13 | 05/12/2000 | Customer Dispute | Settled | $213,246.00 | $0.00 | See FINRA Report |
| David Scott Lerner | 1883553 | 13 | 05/12/2000 | Customer Dispute | Settled | $408,945.00 | $0.00 | See FINRA Report |