Our Staff has compiled our research into a database of FINRA Disclosures for Mark Franklin Leone. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Franklin Leone | 1873046 | 4 | 06/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Franklin Leone | 1873046 | 4 | 08/08/2014 | Customer Dispute | Award / Judgment | $700,000.00 | $25,000.00 | See FINRA Report |
| Mark Franklin Leone | 1873046 | 4 | 04/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Franklin Leone | 1873046 | 4 | 07/16/2003 | Customer Dispute | Denied | $32,643.00 | $0.00 | See FINRA Report |