Our Staff has compiled our research into a database of FINRA Disclosures for Richard Glenn Shaw. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard Glenn Shaw | 1870018 | 14 | 01/08/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Richard Glenn Shaw | 1870018 | 14 | 03/16/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard Glenn Shaw | 1870018 | 14 | 01/08/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard Glenn Shaw | 1870018 | 14 | 07/27/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |