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FINRA Disclosures for Ramiro Luis Colon

Our Staff has compiled our research into a database of FINRA Disclosures for Ramiro Luis Colon. Search or filter the database to find more about this broker.

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Displaying 10 out of 46 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ramiro Luis Colon18687104609/22/2023Customer DisputePending$5,000,000.00$0.00See FINRA Report
Ramiro Luis Colon18687104602/27/2023RegulatoryFinal$0.00$0.00See FINRA Report
Ramiro Luis Colon18687104606/14/2022RegulatoryFinal$0.00$0.00See FINRA Report
Ramiro Luis Colon18687104611/24/2020Customer DisputeSettled$1,421,570.00$0.00See FINRA Report
Ramiro Luis Colon18687104605/05/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Ramiro Luis Colon18687104610/28/2019Customer DisputeSettled$70,000.00$0.00See FINRA Report
Ramiro Luis Colon18687104609/20/2019Customer DisputeWithdrawn$110,000.00$0.00See FINRA Report
Ramiro Luis Colon18687104608/26/2019Customer DisputeSettled$700,000.00$0.00See FINRA Report
Ramiro Luis Colon18687104606/27/2019Customer DisputeSettled$412,046.00$0.00See FINRA Report
Ramiro Luis Colon18687104605/31/2019Customer DisputeSettled$575,000.00$0.00See FINRA Report

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