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FINRA Disclosures for Alan Joseph Thomilson

Our Staff has compiled our research into a database of FINRA Disclosures for Alan Joseph Thomilson. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alan Joseph Thomilson1855542812/28/2020Customer DisputeSettled$250,000.00$0.00See FINRA Report
Alan Joseph Thomilson1855542803/19/2015Customer DisputeSettled$125,000.00$0.00See FINRA Report
Alan Joseph Thomilson1855542801/09/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Alan Joseph Thomilson1855542812/12/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Alan Joseph Thomilson1855542811/23/2009Customer DisputeSettled$6,932.00$0.00See FINRA Report
Alan Joseph Thomilson1855542801/07/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Alan Joseph Thomilson1855542801/17/2006Customer DisputeDenied$12,069.40$0.00See FINRA Report
Alan Joseph Thomilson1855542812/23/2003CriminalFinal Disposition$0.00$0.00See FINRA Report

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