Our Staff has compiled our research into a database of FINRA Disclosures for Jose Alberto Chaves. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Alberto Chaves | 1854754 | 72 | 06/04/2015 | Customer Dispute | Settled | $565,000.00 | $0.00 | See FINRA Report |
| Jose Alberto Chaves | 1854754 | 72 | 04/27/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Alberto Chaves | 1854754 | 72 | 04/08/2015 | Customer Dispute | Settled | $512,300.00 | $0.00 | See FINRA Report |
| Jose Alberto Chaves | 1854754 | 72 | 02/19/2015 | Customer Dispute | Settled | $2,474,650.00 | $0.00 | See FINRA Report |
| Jose Alberto Chaves | 1854754 | 72 | 11/24/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jose Alberto Chaves | 1854754 | 72 | 10/15/2014 | Customer Dispute | Award / Judgment | $3,992,810.00 | $0.00 | See FINRA Report |
| Jose Alberto Chaves | 1854754 | 72 | 10/15/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Alberto Chaves | 1854754 | 72 | 11/08/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Alberto Chaves | 1854754 | 72 | 02/05/2013 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Jose Alberto Chaves | 1854754 | 72 | 09/07/2011 | Customer Dispute | Closed-No Action | $126,382.00 | $0.00 | See FINRA Report |