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FINRA Disclosures for Jose Alberto Chaves

Our Staff has compiled our research into a database of FINRA Disclosures for Jose Alberto Chaves. Search or filter the database to find more about this broker.

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Displaying 51-60 out of 72 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jose Alberto Chaves18547547202/26/2016Customer DisputeSettled$84,956.40$0.00See FINRA Report
Jose Alberto Chaves18547547202/03/2016Customer DisputeSettled$425,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547201/12/2016Customer DisputeSettled$595,756.00$0.00See FINRA Report
Jose Alberto Chaves18547547212/17/2015Customer DisputeSettled$400,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547210/27/2015Customer DisputeSettled$1,200,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547210/06/2015Customer DisputeSettled$90,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547209/14/2015Customer DisputeSettled$5,000,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547209/08/2015Customer DisputeSettled$818,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547207/20/2015Customer DisputeSettled$1,820,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547207/14/2015Customer DisputeSettled$1,068,190.00$0.00See FINRA Report

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