Our Staff has compiled our research into a database of FINRA Disclosures for Jose Alberto Chaves. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jose Alberto Chaves | 1854754 | 72 | 11/16/2017 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
Jose Alberto Chaves | 1854754 | 72 | 10/10/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Jose Alberto Chaves | 1854754 | 72 | 08/31/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Jose Alberto Chaves | 1854754 | 72 | 08/04/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jose Alberto Chaves | 1854754 | 72 | 07/28/2017 | Customer Dispute | Settled | $1,815,000.00 | $0.00 | See FINRA Report |
Jose Alberto Chaves | 1854754 | 72 | 06/26/2017 | Customer Dispute | Withdrawn | $2,000,000.00 | $0.00 | See FINRA Report |
Jose Alberto Chaves | 1854754 | 72 | 06/07/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jose Alberto Chaves | 1854754 | 72 | 05/23/2017 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
Jose Alberto Chaves | 1854754 | 72 | 03/10/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jose Alberto Chaves | 1854754 | 72 | 01/19/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |