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FINRA Disclosures for Jose Alberto Chaves

Our Staff has compiled our research into a database of FINRA Disclosures for Jose Alberto Chaves. Search or filter the database to find more about this broker.

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Displaying 31-40 out of 63 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jose Alberto Chaves18547547211/16/2017Customer DisputeSettled$700,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547210/10/2017Customer DisputeSettled$300,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547208/31/2017Customer DisputeSettled$300,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547208/04/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Jose Alberto Chaves18547547207/28/2017Customer DisputeSettled$1,815,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547206/07/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Jose Alberto Chaves18547547203/10/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Jose Alberto Chaves18547547201/19/2017Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547208/19/2016Customer DisputeSettled$1,292,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547208/01/2016Customer DisputeSettled$200,000.00$0.00See FINRA Report

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