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FINRA Disclosures for Jose Alberto Chaves

Our Staff has compiled our research into a database of FINRA Disclosures for Jose Alberto Chaves. Search or filter the database to find more about this broker.

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Displaying 11-20 out of 72 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jose Alberto Chaves18547547202/26/2019Customer DisputeSettled$1,900,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547212/18/2018Customer DisputeSettled$800,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547212/17/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Jose Alberto Chaves18547547212/17/2018Customer DisputeSettled$3,300,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547212/06/2018Customer DisputeSettled$1,263,360.00$0.00See FINRA Report
Jose Alberto Chaves18547547211/06/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Jose Alberto Chaves18547547210/30/2018Customer DisputeSettled$200,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547209/24/2018Customer DisputeSettled$500,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547209/21/2018Customer DisputeSettled$200,000.00$0.00See FINRA Report
Jose Alberto Chaves18547547208/29/2018Customer DisputeSettled$100,000.00$0.00See FINRA Report

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